ANEXA NR. 10 SAI: OTP Asset Management Romania SAI SA Decizie autorizare: PJR05SAIR/4000Cod inscriere: J40/15502/ CUI: Inregistrare

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1 ANEXA NR. 10 SAI: OTP Asset Management Romania SAI SA Decizie autorizare: PJR05SAIR/4000Cod inscriere: J40/15502/ CUI: Inregistrare ONRC: J40/15502/ Capital social: RON Adresa: Bld Dacia, Nr 83, sector 2, Bucuresti OTP ComodisRO Decizie autorizare: 377/ Cod inscriere: CSC06FDIR/ I Total active Denumire element Situatia activelor si obligatiilor in perioada Inceputul perioadei de raportare Sfarsitul perioadei de raportare % din activul % din activul % din activul % din activul total Valuta (RON) Lei Valuta (RON) Lei Diferenta (lei) net net total % % 160,983, ,983, % % 178,261, ,261, ,277, Valori mobiliare si instrumente ale pietei monetare: % % 49,583, ,583, % % 60,222, ,222, ,638, Valori mobiliare admise sau tranzactionate pe o piata % 3.496% 5,628, ,628, % 3.306% 5,892, ,892, , reglementata din Romania: 113 Obligatiuni, din care: 3.501% 3.496% 5,628, ,628, % 3.306% 5,892, ,892, , Obligatiuni corporative cotate 2.224% 2.221% 3,575, ,575, % 3.262% 5,814, ,814, ,238, Obligatiuni emise de administratia publica centrala 1.234% 1.232% 1,983, ,983, % 0.006% 10, , (1,973,169.74) 1133 Obligatiuni cotate emise de autoritati ale administratiei publice locale 0.043% 0.043% 69, , % 0.038% 67, , (1,654.81) Valori mobiliare si instrumente ale pietei monetare admise 12 sau tranzactionate pe o piata reglementata dintr-un stat % % 43,955, ,955, % % 54,330, ,330, ,374, membru, din care: 123 Obligatiuni % % 43,955, ,955, % % 52,329, ,329, ,374, Obligatiuni tranzactionate corporative % % 42,545, ,545, % % 51,240, ,240, ,694, Obligatiuni emise de administratia publica centrala 0.877% 0.876% 1,409, ,409, % 0.611% 1,089, ,089, (320,516.39) Valori mobiliare si instrumente ale pietei monetare admise la cota oficiala a unei burse dintr-un stat nemembru sau negociate pe o 124 alta piata reglementata dintr-un stat nemembru, care opereaza in 0.000% 0.000% % 1.122% 2,000, ,000, ,000, mod regulat si este recunoscuta si deschisa publicului, aprobate de CNVM 1241 Obligatiuni nou emise 1.123% 1.122% 2,000, ,000, ,000, Disponibil in cont curent 0.609% 0.608% 979, , % 0.695% 1,239, ,239, , ALPHA BANK ROMANIA 0.000% 0.000% % 0.000% (108.00) 202 BANCA COMERCIALA ROMANA 0.000% 0.000% % 0.000% BANCA ROMANEASCA 0.002% 0.002% 2, , % 0.001% 2, , BRD-GROUP SOCIETE GENERAL 0.012% 0.012% 18, , % 0.047% 83, , , CEC BANK 0.000% 0.000% % 0.000% (45.00) 207 OTP BANK ROMANIA 0.538% 0.538% 865, , % 0.641% 1,141, ,141, , PIRAEUS BANK ROMANIA 0.000% 0.000% % 0.000% (179.82) 210 Procredit Bank 0.000% 0.000% % 0.000% Banc Post SA 0.001% 0.001% 1, , % 0.001% 1, , (100.00) 213 Banca Italo-Romena 0.000% 0.000% % 0.000% (272.80) 215 CITI BANK 0.053% 0.053% 85, , % 0.000% - - (85,120.00) 218 Banca Carpatica 0.002% 0.002% 2, , % 0.001% 2, , (26.00) 219 Credit Europr Bank SA 0.000% 0.000% % 0.000% Garanti Bank 0.001% 0.001% 1, , % 0.002% 3, , , UNICREDIT TIRIAC BANK 0.000% 0.000% % 0.001% 1, , , MILLENNIUM BANK 0.000% 0.000% % 0.000% UNICREDIT TIRIAC BANK- EUR 0.000% 0.000% % 0.000% (22.38) (22.38) (66.63) 226 Intesa Sanpaolo Bank 0.000% 0.000% % 0.000% Depozite bancare: % % 97,279, ,279, % % 102,403, ,403, ,124, Depozite bancare consituite la institutii de credit din Romania % % 97,279, ,279, % % 102,403, ,403, ,124, OTP BANK ROMANIA 9.927% 9.914% 15,960, ,960, % 4.837% 8,622, ,622, (7,337,848.38) 3120 CITY BANK 0.000% 0.000% % 0.044% 77, , , Procredit Bank 1.447% 1.445% 2,325, ,325, % 1.349% 2,404, ,404, , Credit Europe Bank SA % % 16,793, ,793, % % 24,456, ,456, ,663, Garanti Bank 0.000% 0.000% % 8.756% 15,608, ,608, ,608, BANCA COMERCIALA ROMANA 4.246% 4.241% 6,826, ,826, % 0.789% 1,406, ,406, (5,420,693.21) 318 Banca Italo-Romena % % 20,336, ,336, % % 25,970, ,970, ,634, Unicredit Tiriac BANK % % 23,765, ,765, % 8.983% 16,013, ,013, (7,752,806.46) 323 MILLENIUM BANK 3.919% 3.913% 6,299, ,299, % 3.003% 5,352, ,352, (946,906.50) 325 Intesa Sanpolo Bank 3.093% 3.088% 4,971, ,971, % 1.398% 2,492, ,492, (2,479,137.57) Instrumente financiare derivate tranzactionate in afara % 0.426% 685, , % 0.009% 16, , (668,728.00) pietelor reglememtate 51 Contracte Forward 0.426% 0.426% 685, , % 0.009% 16, , (668,728.00) 7 Titluri de participare la VM/A 7.139% 7.129% 11,476, ,476, % 8.066% 14,379, ,379, ,902, Alte active, din care: 0.609% 0.608% 978, , % 0.000% (1.59) (1.59) (978,766.97) 93 Sume in curs de rezolvare 0.000% 0.000% (1.59) (1.59) 0.000% 0.000% (1.59) (1.59) - 96 Sume in curs de decontare 0.609% 0.608% 978, , % 0.000% - - (978,766.97) II Total obligatii 215, , , , (2,149.44) 10 CHELTUIELILE FONDULUI (sold obligatii) 0.134% 0.134% 215, , % 0.120% 213, , (2,149.44) 101 Comisioane datorate soc. de admin % 0.111% 178, , % 0.101% 179, , , Comisioane datorate depozitarului 0.012% 0.012% 20, , % 0.009% 16, , (3,733.77) 103 Taxa CNVM 0.008% 0.008% 13, , % 0.008% 13, , Cheltuieli de audit 0.001% 0.001% 1, , % 0.001% 1, , Comision custode 0.002% 0.002% 2, , % 0.001% 1, , (702.35) 110 Cheltuieli estimate 0.000% 0.000% % 0.000% Cota de participare 0.000% 0.000% % 0.000% III Valoarea activului net (I - II) 160,768, ,768, ,047, ,047, Denumire element Valoare activ net Numar unitati de fond/actiuni in circulatie Valoarea unitara a activului net La data de La data de Diferente ,768, ,047, ,279, ,760, ,578, , OTP ASSET MANAGEMENT ROMANIA SAI SA Director General Dan Marius POPOVICI Intocmit Nadia Corina CHIRIAC OTP ComodisRO Equitas 1 din 6

2 I. Valori mobiliare admise sau tranzactionate pe o piata reglementata din Romania 1. Obligatiuni admise la tranzactionare emise sau garantate de autoritati ale administratiei publice locale Simbol obligatiune Nr. obligatiuni detinute Data achizitiei Data decontarii Data cupon Data scadenta cupon Valoare initiala Crestere zilnica Dobanda cumulata Discount cumulat PRIMARIA ORAVITA ORV May Apr Oct , % 0.038% TOTAL 67, % 2. Obligatiuni tranzactionate corporative Simbol obligatiune Nr. obligatiuni detinute Data achizitiei Data decontarii Data cupon Data scadentei cupon Valoare initiala Crestere zilnica Dobanda cumulata Discount/prima obligatiuni ale unui emitent GDF SUEZ Energy Romania GSER Oct Oct Oct-13 10, ,705, % 2.079% GDF SUEZ Energy Romania GSER Feb Oct Oct-13 10, ,049, % 0.589% GDF SUEZ Energy Romania GSER Feb Oct Oct-13 10, (8.28) - 1,058, % 0.594% Total 5,814, % 3. Obligatiuni admise la tranzactionare emise sau garantate de autoritati ale administratiei publice centrale Serie Nr. obligatiuni detinute Data achizitiei Data decontarii Data cupon Data scadenta cupon Valoare initiala Crestere zilnica Dobanda cumulata Discount/prima Banca intermediara Pondere ina ctivul RO1116DBN024-1-Jan Mar Apr Apr-14 6-Mar , BRD Groupe Societe Generale % 0.006% TOTAL 10, % II. Valori mobiliare admise sau tranzactionate pe o piata reglementata din alt stat membru 2. Obligatiuni admise la tranzactionare 2.2. Obligatiuni admise la tranzactionare corporative denominate in EUR Data ultimei sedintei in Ponderea in activul total al COMPANY XS Jul Apr Apr COMPANY XS Sep Apr Apr COMPANY XS Oct Apr Apr COMPANY XS Nov Apr Apr-14 1, COMPANY XS Nov Apr Apr-14 1, COMPANY XS Dec Apr Apr-14 1, COMPANY XS Dec Apr Apr-14 1, eur eur eur eur eur lei lei % % 668, % 0.375% 2,224, % 1.248% 2,378, % 1.334% 411, % 0.231% 2,069, % 1.161% 472, % 0.265% 474, % 0.266% OTP BANK RT XS Oct-10 4-Jun-13 4-Sep-13 39, , ,466, % 1.384% OTP BANK RT XS Jan-11 4-Jun-13 4-Sep-13 38, , ,023, % 1.135% OTP BANK RT XS Jun-11 4-Jun-13 4-Sep-13 41, , , % 0.230% OTP BANK RT XS Aug-12 4-Jun-13 4-Sep-13 39, , , % 0.216% OTP BANK RT XS Jan-13 4-Jun-13 4-Sep-13 45, ,648, % 0.925% OTP BANK NYRT XS May Sep Sep , % 0.225% OTP BANK NYRT XS Oct Sep Sep , % 0.561% OTP BANK NYRT XS Oct Sep Sep ,047, % 0.587% OTP BANK NYRT XS Nov Sep Sep ,512, % 1.409% OTP BANK NYRT XS Jun Sep Sep , % 0.229% OTP BANK NYRT XS Sep Sep Sep , % 0.368% OTP BANK NYRT XS Oct Sep Sep ,084, % 0.608% OTP BANK NYRT XS Nov Sep Sep , % 0.350% OTP BANK NYRT XS Dec Sep Sep ,570, % 0.881% ZAGREBACKI HOLDING DOO XS Oct Jul Jul-13 42, , , ,141, % 1.201% TOTAL 27,077, % 2

3 2.3. Obligatiuni admise la tranzactionare corporative denominate in USD Ponderea in activul total al usd usd usd usd usd lei lei % % MOL Group Finance SA XS Mar Mar Sep-13 1, , % 0.397% MOL Group Finance SA XS May Mar Sep-13 1, , % 0.414% MOL Group Finance SA XS May May Mar Sep-13 1, , % 0.410% TOTAL 2,176, % 2.4. Obligatiuni admise la tranzactionare corporative denominate in RON Data ultimei sedintei in Ponderea in activul Banca Comerciala Romana XS Apr-10 7-Apr-13 7-Apr , , ,780, % 0.999% Banca Comerciala Romana XS Feb Jan Jan , , ,091, % 1.734% Bank Of Ireland XS Oct-10 4-Oct-12 4-Oct , , ,609, % 0.903% ERSTE BK OEST SPARKASSEN XS ,000-7-Aug-12 6-May-13 6-May ,025, % 1.136% KBC INTERNATIONALE FINANCIERINGSMAATSCHAPPIJ XS Mar Feb Feb , , , ,097, % 1.177% KBC INTERNATIONALE FINANCIERINGSMAATSCHAPPIJ XS May-13 4-Jun Feb Feb , , ,281, % 2.402% Bayerische Hypo- und Vereinsbank AG XS Dec Aug Aug , , , ,391, % 2.463% Bayerische Hypo- und Vereinsbank AG XS Jan Aug Aug , , , ,647, % 0.924% Unicredit Bank AG XS Aug Oct Oct , , ,062, % 0.596% TOTAL 21,986, % 5. Obligatiuni emise de catre administratia publica centrala denominate in EUR Ponderea in activul total al eur eur eur eur eur lei lei % % Republic of Croatia XS May-13 9-Jul-12 9-Jul-13 1, , % 0.291% Republic of Croatia XS May-13 9-Jul-12 9-Jul-13 1, , % 0.320% TOTAL 1,089, % III Valori mobiliare si instrumente ale pietei monetare admise la cota oficiala a unei burse dintr-un stat nemembru sau negociate pe o alta piata reglementata dintr-un stat nemembru, care opereaza in mod regulat si este recunoscuta si deschisa publicului, aprobate de CNVM Valori mobiliare nou emise Obligatiuni nou emise Nr. obligatiuni detinute Data achizitiei Data cupon Data sadentei cupon Valoare initiala Crestere zilnica Dobanda cumulata Ponderea in activul lei lei lei lei Unicredit Group Bank Austria ROUCTBDBC Jun Jun Dec-13 10, ,000, % 1.122% Total 2,000, % 3

4 IX. Disponibil in conturi curente si numerar 1. Disponibil in conturi curente si numerar in lei Denumire banca Valoare curenta total al lei % Alpha Bank % Banc Post SA 1, % Banca Comerciala Carpatica 2, % Banca Comerciala Romana % BANCA Intesa SanPaolo S.A % BANCA ITALO-ROMENA % Banca Romaneasca 2, % BRD Groupe Societe Generale 83, % CEC Bank SA % Citi Bank % CREDIT EUROPE BANK SA % Garanti Bank 3, % MILLENNIUM BANK % OTP BANK ROMANIA 222, % OTP BANK ROMANIA 117, % OTP BANK ROMANIA 67, % OTP BANK ROMANIA 223, % OTP BANK ROMANIA 58, % OTP BANK ROMANIA % OTP BANK ROMANIA 113, % OTP BANK ROMANIA 113, % OTP BANK ROMANIA 133, % OTP BANK ROMANIA 91, % PIRAEUS BANK % Procredit Bank % UniCredit Tiriac Bank 1, % Numerar in casierie % TOTAL 1,239, % 2. Disponibil in conturi curente si numerar denominate in EUR Denumire banca Valoare curenta Valoare actualizata - lei total al eur lei lei % Banca Comerciala Romana % BRD Groupe Societe Generale % OTP BANK ROMANIA % PIRAEUS BANK % UniCredit Tiriac Bank % TOTAL % 2. Disponibil in conturi curente si numerar denominate in USD Denumire banca Valoare curenta USD/RON Valoare actualizata - lei total al usd lei lei % Banca Comerciala Romana % OTP BANK ROMANIA % Citi Bank % TOTAL % 4

5 X. Depozite bancare constituite la institutii de credit din Romania 1. Depozite bancare denominate in lei Denumire banca Data constituirii Data scadentei Valoare initiala Crestere zilnica Dobanda cumulata Valoare toatala total al lei lei lei lei % Banca Comerciala Romana 28-Jun Jun-13 1,338, ,338, % BANCA Intesa SanPaolo S.A. 27-Jun Jun-14 2,492, ,492, % BANCA ITALO-ROMENA 15-May Sep-13 3,470, , ,493, % BANCA ITALO-ROMENA 30-May May-14 1,500, , ,507, % BANCA ITALO-ROMENA 5-Apr-13 7-Oct-13 2,128, , ,158, % BANCA ITALO-ROMENA 8-Apr-13 8-Oct-13 4,773, , ,839, % BANCA ITALO-ROMENA 7-Mar Jul-13 3,000, , ,058, % BANCA ITALO-ROMENA 7-Mar-13 9-Dec-13 2,400, , ,447, % BANCA ITALO-ROMENA 7-Mar-13 6-Mar-14 2,339, , ,385, % BANCA ITALO-ROMENA 4-Feb-13 4-Nov-13 4,815, , ,934, % BANCA ITALO-ROMENA 13-Feb Nov-13 1,119, , ,145, % Citi Bank 28-Jun-13 1-Jul-13 77, , % CREDIT EUROPE BANK SA 23-Apr Jul-13 1,000, , ,011, % CREDIT EUROPE BANK SA 17-Jun Jul-13 2,604, , ,608, % CREDIT EUROPE BANK SA 11-Jun Jul-13 2,000, , ,005, % CREDIT EUROPE BANK SA 25-Jun Jul-13 1,000, ,000, % CREDIT EUROPE BANK SA 25-Jun-13 2-Aug-13 1,000, ,000, % CREDIT EUROPE BANK SA 25-Jun Aug-13 1,000, ,000, % CREDIT EUROPE BANK SA 25-Jun Jul-13 3,000, , ,001, % CREDIT EUROPE BANK SA 25-Jun Sep-13 6,699, , ,703, % CREDIT EUROPE BANK SA 25-Jun Aug-13 1,000, ,000, % CREDIT EUROPE BANK SA 26-Jun Jul-13 2,112, ,113, % CREDIT EUROPE BANK SA 21-Jun Jul-13 2,008, , ,010, % CREDIT EUROPE BANK SA 21-Jun-13 5-Jul , , % CREDIT EUROPE BANK SA 21-Jun Jul , , % Garanti Bank 12-Jun Jul-13 1,010, , ,012, % Garanti Bank 29-Apr Jul-13 1,546, , ,560, % Garanti Bank 29-Apr-13 1-Jul-13 1,500, , ,514, % Garanti Bank 22-Apr Jul-13 2,000, , ,022, % Garanti Bank 10-May Aug-13 1,698, , ,711, % Garanti Bank 13-May Aug-13 2,138, , ,153, % Garanti Bank 7-May-13 7-Aug-13 3,846, , ,878, % Garanti Bank 9-May-13 9-Aug-13 1,740, , ,754, % MILLENNIUM BANK 20-Jun Jul-13 2,715, , ,719, % MILLENNIUM BANK 28-Jun Jul-13 2,632, ,633, % OTP BANK ROMANIA 28-Jun-13 1-Jul-13 6,323, ,323, % Procredit Bank 7-May-13 7-Nov-13 2,383, , ,404, % UniCredit Tiriac Bank 7-May-13 7-Jan-14 5,184, , ,228, % UniCredit Tiriac Bank 9-May-13 9-Jan-14 2,480, , ,500, % TOTAL 91,752, % 2. Depozite bancare denominate in EUR Denumire banca Data constituirii Data scadentei Valoare initiala Crestere zilnica Dobanda cumulata Valoare toatala total al eur eur eur lei lei % Banca Comerciala Romana 28-Jun Jun-13 15, , % OTP BANK ROMANIA 5-Oct-12 4-Oct , , ,298, % UniCredit Tiriac Bank 11-Sep Sep-13 1,000, , ,602, % UniCredit Tiriac Bank 13-Sep Sep , , ,681, % TOTAL 10,651, % 5

6 XII. Instrumente financiare derivate negociate in afara pietelor reglementate 1. Contracte forward Contraparte Cantitate Tip contract Data achizitiei Data scadentei Pret de exercitare Curs forward Profit / pierdere lei lei lei lei lei % BRD Groupe Societe Generale 26-Nov-37 V 41, , , % Citi Bank 11-Sep-11 V 41, , , % Citi Bank 3-Jan-01 V 41, , , % Citi Bank 30-Jul-47 V 41, , , % Citi Bank 21-Jan-32 V 41, , , % OTP BANK ROMANIA 30-Jul-47 V 41, , , % OTP BANK ROMANIA 21-Jun-84 V 41, , , % OTP BANK ROMANIA 27-Apr-90 V 41, , , % OTP BANK ROMANIA 12-Dec-68 V 41, , % OTP BANK ROMANIA 27-Apr-90 V 41, , , % OTP BANK ROMANIA 26-Jun-85 V 41, , , % OTP BANK ROMANIA 26-Nov-37 V 41, , , % OTP BANK ROMANIA 26-Nov-37 V 41, , , % TOTAL 22, % 2. Contracte forward USD/RON Contraparte Cantitate Tip contract Data achizitiei Data scadentei Pret de exercitare Curs forward Profit / pierdere lei lei lei lei lei % BRD Groupe Societe Generale 27-Feb-95 V 41, , , % Citi Bank 23-Aug-88 V 41, , % TOTAL -5, % XIV. Titluri de participare la VM / A 1. Titluri de participare denominate in lei Denumire fond Nr. unitati de fond detinute Valoare unitate de fond (VUAN) titluri de participare ale VM/A total al lei lei lei % % FDI CERTINVEST TEZAUR - 19, ,592, % 0.894% FDI CERTINVEST OBLIGATIUNI - 217, ,539, % 3.107% FDI OTP OBLIGATIUNI - 294, ,743, % 2.100% ########## TOTAL 10,875, % 2. Titluri de participare denominate in EUR Denumire Fond Nr. unitati de fond detinute Valoare unitate de fond (VUAN) titluri de participare ale VM/A total al eur eur eur lei lei % % FDI OTP EURO BOND - 68, ,504, % 1.966% TOTAL 3,504, % Evolutia activului net si a VUAN în ultimii 3 ani An T-2 An T-1 An T Activ net 131,267, ,725, ,047, VUAN OTP ASSET MANAGEMENT ROMANIA SAI SA Director General Intocmit Dan Marius POPOVICI Nadia Corina Chiriac 6